Privacy Notice

Overview:

Protecting the privacy and security of your personal information is a top priority for MIT Associates LLC (MIT). This Privacy Notice describes the privacy practices of MIT and its affiliates, collectively known as MIT.

Highlights:

Your non-public personal information is confidential. Information security is a priority at MIT. We do not share your non-public personal information with outside parties except as necessary to service your account and as permitted or required by law.We do not sell information to third parties.

The Fine Print:

How We Gather Your Non-Public Personal Information:

You may provide non-public personal information when communicating or transacting with us in writing,

electronically, or by phone. For instance, information may come from applications, requests for forms or

literature, and your transaction and account positions. On occasion, such information may come from

consumer reporting agencies and those providing other services to us.

What Non-Public Personal Information We Gather:

In the course of doing business with MIT, you share personal and financial information with us such as income,

social security number, asset and account information. We treat this information as highly confidential and are

committed to protecting the privacy and security of it.

What Non-Public Personal Information We Share:

We only share information about our customers within the MIT family of companies and with certain third-party

service providers that assist us in servicing your accounts. All third-party service providers are required

to protect the privacy of your information. We do not sell information about current or former customers to

third parties. When you are no longer our customer, we continue to share your information as described in

this notice. In the event that your Registered Representative (“Representative”) leaves MIT, we may share

your personal information with the Representative and his/her new firm in order to facilitate the transfer of

your accounts and allow for continued service by your Representative.

How We Protect Your Non-Public Personal Information:

To protect your personal information from unauthorized access and use, we use security measures that

include computer safeguards and secured files and buildings.

Questions:

For question please contact compliance at dwford@mit-bd.com or (415)-860-3673